FT. LAUDERDALE, Fla., Aug. 29, 2022 (GLOBE NEWSWIRE) — Investor Alert: Following SEC fines of over $2 Million and FINRA fines of over $1 Million In opposition to Aegis Capital Corp, buyers in Variable Curiosity Fee merchandise are inspired to contact the Mark Tepper Legislation agency and/or Funding Loss Restoration to find out about your rights to say loss restoration. Did your Aegis Capital dealer suggest investments in non-traditional Change Traded Funds (ETFs) reminiscent of Direxion Each day Monetary Bull 3X [FAS: NYSE Arca] and different leveraged Direxion Bull and Bear Funds with out explaining the dangers? If that’s the case, you’ve a proper to file a FINRA Securities Declare for loss restoration.
Aegis Capital Corp, with workplaces in lots of states together with Boca Raton, Florida and New York, was lately fined by the SEC and by FINRA for particular securities regulation violations, together with extreme buying and selling, unauthorized trades, unsuitable suggestions of Variable Curiosity Fee merchandise and really helpful investments in non-traditional Change Traded Funds (ETFs).
The Mark Tepper Legislation agency and Funding Loss Restoration are additionally investigating Aegis Capital Corp’s unsuitable suggestions of L Bonds issued by GWG Holdings, Inc. [NASDAQ: GWGH] now [OTCMKTS: GWGHQ]
“Time to file a declare is proscribed, so buyers ought to act promptly,” mentioned lawyer Mark Tepper who’s the previous Chief Trial Counsel on the New York Legal professional Basic’s Bureau of Investor Safety and Securities. “If in case you have or had an account with Aegis Capital Corp and suffered losses, you’ll be able to contact us for a free case analysis.”
For the no-cost case analysis, electronic mail lawyer Mark A. Tepper at askmark@marktepper.com, phone him at 954-961-0096 or go to InvestmentLossRecovery.com to submit a confidential on-line inquiry.
About Mark A. Tepper, P.A. (MarkTepper.com)
Legal professional Mark A. Tepper has earned the repute of “Investor Advocate” whereas training regulation for over 40 years representing particular person buyers. FINRA arbitrators have upheld stockbroker fraud Claims filed by Mr. Tepper in opposition to many brokerage companies. A member of the Florida, New York and California Bars, Mr. Tepper is peer-reviewed for 21 consecutive years as AV PREEMINENT® for moral requirements and authorized capability. It’s the best score of legal professionals within the Martindale-Hubbell Legislation Listing.
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